/* * The contents of this file are subject to the terms of the Common Development and * Distribution License (the License). You may not use this file except in compliance with the * License. * * You can obtain a copy of the License at legal/CDDLv1.0.txt. See the License for the * specific language governing permission and limitations under the License. * * When distributing Covered Software, include this CDDL Header Notice in each file and include * the License file at legal/CDDLv1.0.txt. If applicable, add the following below the CDDL * Header, with the fields enclosed by brackets [] replaced by your own identifying * information: "Portions copyright [year] [name of copyright owner]". * * Copyright 2026 3A Systems, LLC. */ package org.opends.server.backends.jdbc; import org.forgerock.opendj.server.config.server.JDBCBackendCfg; import org.opends.server.DirectoryServerTestCase; import org.opends.server.backends.jdbc.JDBCStorage.Conflict; import org.opends.server.backends.pluggable.spi.AccessMode; import org.opends.server.backends.pluggable.spi.StorageRuntimeException; import org.opends.server.backends.pluggable.spi.WriteOperation; import org.opends.server.backends.pluggable.spi.WriteableTransaction; import org.opends.server.types.DirectoryException; import org.testng.annotations.DataProvider; import org.testng.annotations.Test; import java.sql.Connection; import java.sql.SQLException; import java.util.concurrent.TimeUnit; import java.util.concurrent.atomic.AtomicInteger; import static org.forgerock.i18n.LocalizableMessage.raw; import static org.forgerock.opendj.ldap.ResultCode.OTHER; import static org.mockito.Mockito.mock; import static org.opends.server.backends.jdbc.JDBCStorage.Conflict.AFTER_LOCK_WAIT; import static org.opends.server.backends.jdbc.JDBCStorage.Conflict.NONE; import static org.opends.server.backends.jdbc.JDBCStorage.Conflict.PROMPT; import static org.testng.Assert.assertEquals; import static org.testng.Assert.assertSame; import static org.testng.Assert.assertTrue; /** * Tests how a failure is classified as a transaction conflict, which is what decides whether * {@link JDBCStorage#write} replays the operation and whether its first replay is granted regardless of the * clock, how long the replays may go on for, and how long it waits before each of them. *
* Runs without a database: the failures the drivers report are reproduced as synthetic * {@link SQLException}s carrying the same vendor error number and SQLState. */ @Test(sequential = true) @SuppressWarnings("javadoc") public class JDBCStorageRetryTest extends DirectoryServerTestCase { /** Driver class names, which is what the classification keys the vendor error numbers off. */ private static final String MSSQL = "com.microsoft.sqlserver.jdbc.SQLServerConnection"; private static final String MYSQL = "com.mysql.cj.jdbc.ConnectionImpl"; private static final String ORACLE = "oracle.jdbc.driver.T4CConnection"; private static final String POSTGRES = "org.postgresql.jdbc.PgConnection"; /** A failure whose cause chain is a cycle, to check that walking it terminates. */ private static final class SelfCausedException extends RuntimeException { private static final long serialVersionUID = 1L; @Override public synchronized Throwable getCause() { return this; } } /** * The failures the engines report, and the class each of them belongs to: {@link Conflict#NONE} for a failure no * replay resolves, and otherwise how promptly the engine reporting it does so, which is all the class decides. */ @DataProvider public Object[][] failures() { return new Object[][] { // SQL Server picking a transaction as the deadlock victim: the failure this retry exists for. It is reported // as promptly as the deadlock monitor runs, but only once the victim has waited out a lock wait of its own, // which SQL Server leaves unbounded - the wait belongs to the attempt, not to the reporting { "mssql deadlock victim", sql(1205, "40001"), MSSQL, PROMPT }, // a deployment may add xopenStates=true to its connection URL, which reports the same deadlock as 42000 { "mssql deadlock victim, xopenStates", sql(1205, "42000"), MSSQL, PROMPT }, // the conflict of most other engines is carried by the SQLState, under a vendor number of their own { "postgres serialization failure", sql(0, "40001"), POSTGRES, PROMPT }, { "postgres deadlock detected", sql(0, "40P01"), POSTGRES, PROMPT }, // Connector/J replaces the server side HY000 of both conditions with 40001, so neither needs a number here { "mysql deadlock", sql(1213, "40001"), MYSQL, PROMPT }, // not a deadlock, but transient in the same way and equally resolved by a replay - and the one conflict of // them all that an engine reports only after a lock wait timeout of its own, innodb_lock_wait_timeout { "mysql lock wait timeout", sql(1205, "40001"), MYSQL, AFTER_LOCK_WAIT }, // the rollback a MySQL group replication conflict reports, error 3101, which the driver maps to 40000 { "mysql group replication rollback", sql(3101, "40000"), MYSQL, PROMPT }, // Oracle maps ORA-00060 to SQLState 61000, so only its error number identifies the deadlock { "oracle deadlock detected", sql(60, "61000"), ORACLE, PROMPT }, // the conflict reaches JDBCStorage.write() wrapped, so the whole cause chain has to be walked { "wrapped once", new StorageRuntimeException(sql(1205, "40001")), MSSQL, PROMPT }, { "wrapped twice", new DirectoryException(OTHER, raw("unchecked"), new StorageRuntimeException(sql(1205, "40001"))), MSSQL, PROMPT }, // the vendor numbers collide across engines, so they must not be matched driver-independently: // ORA-01205 "not a data file" is fatal, and no replay resolves it { "oracle not a data file", sql(1205, "64000"), ORACLE, NONE }, // and a lock wait timeout is a MySQL number: 1205 means nothing of the kind to PostgreSQL { "postgres unrelated 1205", sql(1205, "22001"), POSTGRES, NONE }, // two class 40 states are rollbacks that a replay must not repeat: 40003 leaves the outcome of the // transaction unknown, and 40002 is an integrity constraint violation that a replay would only hit again { "statement completion unknown", sql(0, "40003"), POSTGRES, NONE }, { "transaction integrity constraint violation", sql(0, "40002"), POSTGRES, NONE }, // ... but the state of a conflict is still matched whatever vendor number carries it { "class 40 is driver independent", sql(0, "40001"), null, PROMPT }, // the number that makes a conflict slow is a MySQL number too, so a class 40 state carrying it under any // other driver is classified by its state alone, and keeps the window of a conflict reported promptly { "class 40 with 1205, no driver", sql(1205, "40001"), null, PROMPT }, // nothing a replay can resolve { "primary key violation", sql(2627, "23000"), MSSQL, NONE }, { "syntax error", sql(102, "S0001"), MSSQL, NONE }, { "no SQLState", sql(0, null), MSSQL, NONE }, { "not a SQLException", new IllegalStateException("connection closed"), MSSQL, NONE }, { "wrapped, not a conflict", new StorageRuntimeException(sql(2627, "23000")), MSSQL, NONE }, { "no failure at all", null, MSSQL, NONE }, // a vendor number is never matched without a driver to key it off, since the engines collide on it { "unknown driver", sql(1205, "HY000"), null, NONE }, // the state the MySQL server itself gives a lock wait timeout, before Connector/J remaps it to class 40: the // number read to date that conflict refines a match its state has already made, and never makes one of its own { "mysql lock wait timeout, server state", sql(1205, "HY000"), MYSQL, NONE }, { "cyclic cause chain", new SelfCausedException(), MSSQL, NONE }, // the chain is walked to its end, not stopped at its first conflict: a hop carrying a bare class 40 state // is a conflict by itself, and returning it would hand the lock wait timeout it wraps - a wait MySQL has // already bounded - the replay that only the conflicts nothing bounds are granted { "lock wait timeout under a bare class 40 wrapper", sql(0, "40001", sql(1205, "40001")), MYSQL, AFTER_LOCK_WAIT }, { "bare class 40 wrapper over a deadlock", sql(0, "40001", sql(1213, "40001")), MYSQL, PROMPT }, }; } /** * Whether a failure is a conflict at all decides that it is replayed; which class of conflict it is decides * only whether its first replay is granted regardless of the clock. */ @Test(dataProvider = "failures") public void testConflictClass(String name, Throwable failure, String driver, Conflict expected) { assertEquals(JDBCStorage.conflictOf(failure, driver), expected, name); } /** * Which replays happen. The window bounds them from the first attempt, with one grant: a conflict its engine * reports promptly is given its first replay whatever the clock says, since the wait charged to the attempt * that hit it is unbounded and no window survives it. A conflict the engine reported only after a lock wait * timeout of its own gets no such grant - that wait is bounded already, and repeating it is what the window * refuses. */ @DataProvider public Object[][] replays() { return new Object[][] { // the engine asked for the transaction to be rerun after a wait nothing here bounds, and no clock denies // that first rerun. The failure of run 33010633197 is the case: SQL Server leaves the lock wait unbounded, // so its deadlock monitor picked a victim ~12 s into the first attempt, and master replayed it zero times { "deadlock reported after a long lock wait", 1, seconds(12), sql(1205, "40001"), MSSQL, true }, { "deadlock reported later than any window", 1, seconds(600), sql(1205, "40001"), MSSQL, true }, // the grant is one replay, not an exemption: from the second attempt on the window governs, so that a // conflict which never clears is failed rather than never returned { "deadlock within the window", 2, seconds(9), sql(1205, "40001"), MSSQL, true }, { "deadlock at the window", 2, seconds(10), sql(1205, "40001"), MSSQL, false }, // the same elapsed time that was granted on attempt 1 is refused on attempt 2: one grant, and only one { "deadlock past the window", 2, seconds(12), sql(1205, "40001"), MSSQL, false }, // a MySQL deadlock is reported as promptly as any other engine reports one, so it is granted the same { "mysql deadlock, first attempt", 1, seconds(12), sql(1213, "40001"), MYSQL, true }, { "mysql deadlock, past the window", 2, seconds(12), sql(1213, "40001"), MYSQL, false }, // MySQL reports a lock wait timeout only after innodb_lock_wait_timeout, 50 s by default: that wait is // bounded by the engine, so the window is measured against it from the first attempt and a second 50 s wait // is refused - which is the whole reason the window was introduced { "mysql lock wait timeout at the default 50 s", 1, seconds(50), sql(1205, "40001"), MYSQL, false }, { "mysql lock wait timeout past the window", 1, seconds(12), sql(1205, "40001"), MYSQL, false }, // ... and a deployment that tuned innodb_lock_wait_timeout below the window still gets its replays { "mysql lock wait timeout tuned under the window", 1, seconds(3), sql(1205, "40001"), MYSQL, true }, { "mysql lock wait timeout, second attempt within", 2, seconds(6), sql(1205, "40001"), MYSQL, true }, { "mysql lock wait timeout, second attempt at the window", 2, seconds(10), sql(1205, "40001"), MYSQL, false }, // the attempt count bounds every class, whatever the window has left { "last attempt left", 9, 0L, sql(1205, "40001"), MSSQL, true }, { "attempts exhausted", 10, 0L, sql(1205, "40001"), MSSQL, false }, // and nothing a replay resolves is replayed, the first attempt included { "not a conflict", 1, 0L, sql(2627, "23000"), MSSQL, false }, }; } @Test(dataProvider = "replays") public void testReplayable(String name, int attempt, long elapsedNanos, Throwable failure, String driver, boolean expected) { assertEquals(JDBCStorage.replayable(attempt, elapsedNanos, failure, driver), expected, name); } /** The delay grows with the attempt, so that the replays outlast a contention lasting more than a few ms. */ @Test public void testRetryDelayGrowsAndStaysBounded() { long previousBound = 0; for (int attempt = 1; attempt <= 10; attempt++) { long bound = 0; for (int i = 0; i < 100; i++) { final long delay = JDBCStorage.retryDelayMillis(attempt); assertTrue(delay >= 0, "attempt " + attempt + " waited " + delay + " ms"); assertTrue(delay < 1000, "attempt " + attempt + " waited " + delay + " ms"); bound = Math.max(bound, delay); } assertTrue(bound >= previousBound / 2, "attempt " + attempt + " did not grow past attempt " + (attempt - 1)); previousBound = bound; } } /** * A replay is logged once per attempt, so what it logs has to identify the conflict without a stack trace: the * SQLState and the vendor error number, reached through however many wrappers the failure arrived in. */ @Test public void testConflictSummaryNamesTheStateAndTheNumber() { final String summary = JDBCStorage.conflictSummary( new DirectoryException(OTHER, raw("unchecked"), new StorageRuntimeException(sql(1205, "40001")))); assertTrue(summary.contains("40001"), summary); assertTrue(summary.contains("1205"), summary); assertTrue(summary.contains("synthetic failure"), summary); } /** A failure carrying no SQLException at all, and a cyclic cause chain, still have to yield something loggable. */ @Test public void testConflictSummaryTerminatesWithoutASQLException() { assertTrue(JDBCStorage.conflictSummary(new IllegalStateException("connection closed")).contains("closed")); assertTrue(JDBCStorage.conflictSummary(new SelfCausedException()).contains("SelfCausedException")); assertEquals(JDBCStorage.conflictSummary(null), "null"); } private static SQLException sql(int errorCode, String sqlState) { return new SQLException("synthetic failure", sqlState, errorCode); } private static SQLException sql(int errorCode, String sqlState, Throwable cause) { return new SQLException("synthetic failure", sqlState, errorCode, cause); } private static long seconds(long seconds) { return TimeUnit.SECONDS.toNanos(seconds); } /** * How {@link JDBCStorage#write} drives the two decisions above, which the cases before this one cannot see: * they are handed an elapsed time and an attempt number rather than producing them. The clock is scripted and * advances a fixed step per read, so the attempts made and the reads taken are both exact. *
* Between them the rows pin the two lines the rest of the file would let a refactor take away. A single * {@code startedAt} outside the retry loop is what makes the window bound the whole run rather than each * attempt: moved inside, every attempt is measured against its own start, sees the step and nothing more, and * replays to MAX_RETRIES. And the grant of the first replay is what issue #903 is about: without it an attempt * that alone outlasts the window leaves the loop with no replay at all. */ @DataProvider public Object[][] writeRuns() { return new Object[][] { // a step under the window, so the window is what ends the run: attempt 1 is granted its replay at 4 s, // attempt 2 is inside the window at 8 s, attempt 3 is past it at 12 s. With startedAt inside the loop every // attempt measures 4 s, never reaches the window, and the run goes to MAX_RETRIES instead { "the window bounds the run, not the attempt", 4L, 3, 4 }, // a step past the window, so only the grant can produce a second attempt: remove it and the run ends on the // first. With startedAt inside the loop the attempts still come to two, but each takes a read of its own { "the first replay is granted past the window", 12L, 2, 3 }, }; } @Test(dataProvider = "writeRuns") public void testWriteDrivesTheRetryLoop(String name, final long stepSeconds, int expectedAttempts, int expectedClockReads) throws Exception { final AtomicInteger clockReads = new AtomicInteger(); final AtomicInteger attempts = new AtomicInteger(); final Connection connection = mock(Connection.class); // no driver name matches a mock, so this is classified by its class 40 state alone: a prompt conflict final SQLException conflict = sql(0, "40001"); final JDBCStorage storage = new JDBCStorage(mock(JDBCBackendCfg.class), null) { @Override Connection getConnection() { return connection; } @Override long nanoTime() { return seconds(stepSeconds * clockReads.getAndIncrement()); } }; storage.accessMode = AccessMode.READ_WRITE; StorageRuntimeException thrown = null; try { storage.write(new WriteOperation() { @Override public void run(WriteableTransaction txn) { attempts.incrementAndGet(); throw new StorageRuntimeException(conflict); } }); } catch (StorageRuntimeException e) { thrown = e; } assertSame(thrown != null ? thrown.getCause() : null, conflict, name + ": the conflict reaches the caller"); assertEquals(attempts.get(), expectedAttempts, name + ": attempts made"); // read once before the loop and once after each attempt. The count is asserted, not just the placement, // because the clock advances per read rather than per attempt: a second read added inside an attempt would // halve the effective step and change the run without either row saying so assertEquals(clockReads.get(), expectedClockReads, name + ": clock reads"); } }